Category Archive: Legal & Compliance

  1. Peter Luiso

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    Peter Luiso serves Eventide as CCO, managing Eventide’s compliance program.

    Prior to joining Eventide in June 2016, Mr. Luiso held several roles at Fidelity Investments, most recently Deputy CCO of Fidelity’s Strategic Advisers Funds, where he provided regulatory guidance to many of Fidelity’s investment advisers, broker-dealers, and retirement businesses. Before that, he served as a Senior Enforcement Attorney for the U.S. Securities and Exchange Commission and as Trial Counsel for the New York Stock Exchange.

    Mr. Luiso holds a bachelor’s degree in Criminal Justice from Northeastern University in Boston and a J.D. from Georgia State University College of Law in Atlanta.

  2. Laura Quinn, Esq.

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    Laura Quinn, Esq. serves as Director of Compliance for Eventide, supporting the firm’s compliance program across a wide range of business areas and regulatory functions.

    Prior to joining Eventide in May 2019, Ms. Quinn held several roles at Aberdeen Standard Investments, most recently as Chief Compliance Officer of Standard Life Investments Corporate Funds, where she oversaw the compliance program. Before that, she worked at Income Research and Management, where she reviewed risk metrics and marketing materials. Prior to that, she worked at Eaton Vance and Skandia Global Funds performing various compliance responsibilities.

    Ms. Quinn holds a J.D. and MBA from Suffolk University in Boston, and a bachelor’s degree in finance and business administration from Sacred Heart University in Connecticut.

  3. Charlyne Devens

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    Charlyne Devens serves as an Investment Compliance Analyst, supporting the design and implementation of the firm’s compliance program including supporting the firm’s Investment Team through trade compliance monitoring.

    Ms. Devens has a sixteen-year history in the Boston financial industry split between financial reporting and trade compliance. Prior to joining Eventide in 2019, she worked on the Trade Compliance Team at Arrowstreet Capital. Before that she was part of the Investment Compliance team of BofA Global Capital Management.

    Ms. Devens holds a B.S. in Mathematics from Loyola University in Maryland.

Mutual funds involve risk including the possible loss of principal. Past performance does not guarantee future results. The Funds’ ethical values screening criteria could cause them to under-perform similar funds that do not have such screening criteria.

Investors should consider a fund’s investment objectives, risks, charges and expenses carefully before investing or sending money. This and other important information can be found in the prospectus, which can be obtained at https://www.eventidefunds.com/prospectus or by calling 1-877-771-EVEN (3836). Please read the prospectus carefully before investing. Eventide Mutual Funds are distributed by Northern Lights Distributors, LLC, Member FINRA/SIPC, which is not affiliated with Eventide Asset Management, LLC.